This form collects basic information about scheduled audits, including the expected dates for the onsite portion of the audit, the location of the audit, and the facility and/or agency to be audited. All auditors must complete and submit the Audit Initiation Form for each audit they conduct as lead auditor.

Please note: Questions that show a red asterisk (*) are required; you will not be allowed to submit the form if any required question is not answered.

Completing the Audit Initiation Form does not grant you access to the OAS. If you would like to receive access to the OAS, please be sure to add yourself as either a PREA Coordinator or Compliance Manager.

Your contact information
Audit information

The Agency Audit reduces the burden on agencies that operate multiple facilities by allowing key centralized staff to be interviewed once each year rather than for each facility audit, providing a centralized repository for agency-level documentation that can be shared across all facilities, and removes from the facility audits a small subset of standards and provisions that impose a burden solely on the confinement agency.  The results of an Agency Audit are valid only for the year following the completion of the agency level audit; any facility audits initiated during that year will benefit from the agency-level findings. Note: Agency Audits may not be available for private operators. Learn more about agency audits.

 
 

Agency audits are facility-type specific. If your agency runs more than one type of facility (e.g. prisons and juvenile facilities), you will be required to have a separate Agency Audit conducted for each facility type that it runs and will need to complete a separate form for each type.

 

If your facility self-operates, then use your facility information in the agency information fields below.

The agency is the owner/operator of the audited facility
Onsite audit dates

You have selected dates that are more than 6 months in advance of the onsite portion of the audit. Your initiation will be recorded but, please be aware, we will not begin the supervisor verification process for this audit nor create the audit in the Online Audit System (OAS) until 6 months before onsite.

Auditor information
 
 

View list of all auditors. Please select an auditor with active certification. If you do not know who will conduct the audit, leave this field blank. If you know your auditor's name, you may begin typing it in the box below and options will appear

Authorized agency or facility representatives
 

Please note: The same person cannot be listed as the PREA Coordinator and the PREA Compliance Manager as these are two distinct roles.


Supervisors will not receive access to the OAS unless a supervisor is one of the defined user access categories (e.g., the PREA Coordinator is the PREA Compliance Manager’s direct supervisor).

 
 
 
 
 
 
 
 

Once you submit this form, a PREA online system administrator will send the supervisor confirmation form to the supervisor(s) indicated above to complete this process.

Your auditor ID number

After pressing submit you will be directed to the Audit Initiation Form and your auditor detail information will pre-populate; please ensure your auditor ID number is correct.